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Practical Guidance for Investment Firms: Staying Compliant While Adopting AI

Artificial intelligence is already being used in investment firms. So the compliance risk isn’t whether AI is being used. It’s whether AI is properly controlled and supervised. In a recent discussion, Graham Roggli of Xantrion and Tito Pombra of Advisor Compliance Consulting outlined practical steps firms can take to adopt AI safely while meeting regulatory expectations. The Reality of AI…

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AI in Law Firms: Key Takeaways from Cooley’s “Foundational Concepts” Breakout at K2L 2026

AI is no longer a future-state conversation for law firms. It is already embedded in the tools teams use every day, from email and document management to eDiscovery and legal research platforms. The real question is not whether AI will show up inside firm workflows. The question is whether the firm will adopt it intentionally, with clear governance, realistic expectations,…

CPRA Compliance Checklist: Requirements, Steps & Ongoing Management

The California Privacy Protection Agency (CPPA) has the authority to hold businesses accountable for data privacy gaps, and it’s using that authority. The CPPA has moved beyond advisory guidance and now actively conducts investigations, with the authority to issue administrative fines when violations are substantiated. That means if your company collects personal information from California residents, you must be operationally…

AI Readiness Assessment Explained: Definition, Scope, and Purpose

Many AI initiatives start the same way: someone identifies a promising tool, runs a pilot, secures budget approval, and then discovers the infrastructure can’t support it, the data isn’t usable, or the staff doesn’t know how to make it work. An AI readiness assessment evaluates whether your organization can support AI before you commit resources. Skip this step, and you’ll…

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Practical Guidance for Investment Firms: Staying Compliant While Adopting AI

Artificial intelligence is already being used in investment firms. So the compliance risk isn’t whether AI is being used. It’s whether AI is properly controlled and supervised. In a recent discussion, Graham Roggli of Xantrion and Tito Pombra of Advisor Compliance Consulting outlined practical steps firms can take to adopt AI safely while meeting regulatory expectations. The Reality of AI…

Keep current. Subscribe to our newsletter.

Subscribe Now

AI in Law Firms: Key Takeaways from Cooley’s “Foundational Concepts” Breakout at K2L 2026

AI is no longer a future-state conversation for law firms. It is already embedded in the tools teams use every day, from email and document management to eDiscovery and legal research platforms. The real question is not whether AI will show up inside firm workflows. The question is whether the firm will adopt it intentionally, with clear governance, realistic expectations,…

CPRA Compliance Checklist: Requirements, Steps & Ongoing Management

The California Privacy Protection Agency (CPPA) has the authority to hold businesses accountable for data privacy gaps, and it’s using that authority. The CPPA has moved beyond advisory guidance and now actively conducts investigations, with the authority to issue administrative fines when violations are substantiated. That means if your company collects personal information from California residents, you must be operationally…

AI Readiness Assessment Explained: Definition, Scope, and Purpose

Many AI initiatives start the same way: someone identifies a promising tool, runs a pilot, secures budget approval, and then discovers the infrastructure can’t support it, the data isn’t usable, or the staff doesn’t know how to make it work. An AI readiness assessment evaluates whether your organization can support AI before you commit resources. Skip this step, and you’ll…

Strategic, Reliable, and Secure. Learn more about our services.

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