Xantrion is honored to sponsor the February 12, Charles Schwab Advisor Services® forum, Anticipating the Inevitable: Preparing for the SEC in 2020. This forum, presented by the Northern California Region of Schwab Advisor Services, will cover key regulatory and compliance issues, facing Registered Investment Advisors. Topics include:
- Internal controls firms should consider implementing based on best practices outlined in the Risk Alerts for successfully managing compliance
- The Proposed Modernization of the Advertising Rule and how that could impact you
- SEC focus areas and how to prepare for your next examination
Register for the Schwab Preparing for the SEC in 2020 forum here.
About Xantrion
Experts in cybersecurity and technical support, Xantrion provides outsourced IT services for small and midsized companies in the San Francisco Bay Area. Its team of IT experts brings impeccable technical and business skills to every assignment. Featuring an award-winning strategic approach, SOC2 Type II certified security practices, 24/7 help desk, fixed fees, and a 99.99% uptime record, Xantrion is a proven partner for managed IT and security services.
